Regulatory Framework

If you’re in finance but not directly involved in compliance, AML, or regulatory risk, this suite helps you build expertise and move into high-demand regulatory roles. Finance firms require professionals who understand AML, KYC, SEBI, SEC, and FATCA regulations—this course equips you with exactly that.

🎯 Ideal For:
✔ Mid-level professionals in banking & finance looking to switch to compliance.
✔ Finance professionals aiming for promotions in risk & regulatory roles.
✔ Accountants & auditors transitioning into compliance.

📚 Lectures:

1. Understanding Compliance in Finance & Investments
2. AML & KYC: Preventing Fraud & Money Laundering
3. Banking & Investment Compliance: Global Regulations (SEBI, SEC, FATCA)
4. Risk-Based Compliance Frameworks & Auditing
5. Forensic Accounting & Financial Fraud Detection
6. Risk Monitoring & Control Mechanisms in Financial Firms
7. Corporate Governance & Ethics in Finance
8. Regulatory Reporting & Compliance Best Practices